Registration Officer

Job description

Position Title: Registration Officer Department: Registration: Location: Vancouver, Calgary, Toronto, Montreal: Status: Permanent, Full-Time (Hybrid): Day in the life of: As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets. CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO’s Registration department acts a gatekeeper to the Canadian capital markets by ensuring that individuals are suitable for registration and approval. The Registration Officer is a key member of the Registration team, responsible for review of certain registration applications and information notices required to be filed via the National Registration Database (NRD). Core Responsibilities: - Reviews registration filings of moderate complexity. - Conducts registration gatekeeper functions through quality...