Regulatory & Exam Management Analyst - Associate

Job description

Job Description: Job Title Regulatory & Exam Management Analyst Corporate Title Associate: Location New York, NY: Overview: We are seeking an Entry Level Regulatory & Exam Management Analyst to support the coordination and management of regulatory examinations, inquiries, and governance activities across Equities, Fixed Income, Treasury, and Capital Markets businesses. This role offers hands on exposure to U.S. financial regulators, including FINRA, the Federal Reserve Bank, the Securities and Exchange Commission (SEC), and state regulators, and provides an excellent foundation for a career in regulatory affairs, compliance, or risk management within financial services. The position is focused on execution, coordination, documentation, and governance support rather than regulatory decision making. The role also provides exposure to the use of technology enabled tools, including AI assisted documentation, tracking, and workflow solutions, to support efficient and effective regulatory engagement. What We Offer You: A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, genero...