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Associate, Coverage Advisory

Morgan Stanley · New York City, New York, US

Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth...

Job description

Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, including corporations, governments, and individuals from more than 1,200 offices in 43 countries. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. What you’ll do in the role: Morgan Stanley Services Group, Inc. is seeking an Associate, Coverage Advisory in New York, New York to ensure the Firm's products comply with all relevant laws and regulations by preparing and submitting documentation, staying current with regulatory changes, and acting as a liaison with government agencies. Ensure the Firm is in compliance with Swap Dealer obligations, including transaction reporting and business conduct regulations. Provide guidance on updates to system architecture of the Firm’s transactional reporting systems. Advise in the development of Firm systems and enhancements to ensure regulatory requirements are met. Train Operations staff...