Compliance Director, Recordkeeping Services & Institutional Distribution

Job description

Vanguard has an exciting opportunity for a Compliance Director for Recordkeeping Services and Institutional Distribution Compliance. In this role you will be responsible for owning Vanguard’s compliance advisory coverage model for retirement plan recordkeeping services and other institutional distribution-related business activities. The ideal candidate should demonstrate a strong track record of delivering a risk management framework at scale in a dynamic business environment, providing leadership to a team of professionals, and serving as a trusted advisor to senior leaders. This role is a thought leader within the Compliance Department with significant visibility to senior compliance leadership and governance bodies. Responsibilities: Own and continuously evolve the compliance coverage of Vanguard’s retirement plan recordkeeping services and other institutional distribution-related business activities. Lead and develop a team of compliance professionals, setting clear expectations and measurable outcomes.Lead and develop a team of compliance professionals, setting clear expectations and measurable outcomes. Serve as a trusted compliance advisor and partner. Inform and enable sen...