Business Assurance Associate

Job description

We are looking for a proactive and detail‑driven Business Assurance Associate to help strengthen our first-line controls within the Front Office. This role plays a key part in embedding a culture of quality, accountability, and regulatory excellence across our business. You’ll work closely with Branches, Advisers, and Financial Planners - providing technical support that ensures our advice is suitable, our processes are robust, and our clients receive consistently high‑quality service. This position is particularly well‑suited to individuals with para planning experience or a strong background in both Investment Management and Financial Planning. If you are passionate about driving best practice, enjoy applying analytical rigour, and want to contribute to an inclusive, high‑performing team, we’d love to hear from you. Key Responsibilities: - Conduct pre‑sale and post‑sale reviews to ensure advice is suitable, clearly documented, and compliant with regulatory requirements and internal policies. - Assess the suitability of advice across pensions, investments, retirement planning, and other product areas. - Identify and appropriately escalate risks, potential breaches, and documentati...