Compliance Analyst

Job description

We’re seeking someone to join our team as a Compliance Officer (Analyst/Associate) in the Compliance Department to provide a wide range of services to our business units. They might advise on a new product; develop a training program or assist in the complaints handling process and perform monitoring checks. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is an Analyst level position to assist the Compliance Infrastructure functions and Central Compliance functions team with a focus on general Compliance matters, like Conflict-of-Interest Management (Outside Business Interests), Personal account Dealings, Compliance Reporting and audit coordination. The role is based in Frankfurt. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What will you be doing?: The responsibilities of the Compliance Officer are as set out below: - Support the MSESE and MSBAG Chief Compliance Officer in the following:...