Senior Regulatory Compliance Consultant

Job description

Overview At Wipfli, people count. At Wipfli, our people are core to everything we do—the catalyst behind our ability to create exceptional impact and extraordinary results. We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path. People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity. Responsibilities: Our Senior Regulatory Compliance Consultant can work in person, remote, or in a hybrid environment in the Middlebury, CT area. About 20% travel to client locations in the U.S. is required. - Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting - Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system - Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks - Present information in a concise and effective manner to the board of directors, audit or supervisory commit...