Senior Administrator - Compliance
Gen II Fund Services · Southampton, England, GB
What’s the role? To join the Southampton Compliance Operations Team in the execution of various compliance functions, operating as the centre of excellence f...
Job description
What’s the role? To join the Southampton Compliance Operations Team in the execution of various compliance functions, operating as the centre of excellence for our compliance operations in Europe. The role holder will be responsible for the execution of our compliance tasks, including managing their timely completion of deliverables, stakeholder communications, progress tracking, etc. Our compliance remits will include executing efficient Compliance Monitoring Programme (“CMP”) testing for several jurisdictions; and assisting in the globalization and design of the CMP test scripts, risk assessments, and testing frequency in accordance with legal and regulatory obligations. The role holder will also be responsible for assisting in the enhancement of policies, procedures, and standards of practice for our European jurisdictions; assisting the Financial Crime Team in required activities; and manage on-going ad-hoc requests from the business and jurisdictional Compliance teams. What you’ll be doing: - Work with our Heads of Compliance in Europe to enhance policies, procedures, and standards of practice for our European jurisdictions. - Work with our team to develop a Compliance Monitor...