Senior Associate - Guideline Oversight

Job description

The Asset Management Guideline Oversight (AMGO) group is a critical part of Neuberger’s global Risk group. AMGO serves as an independent control group, ensuring that investment portfolios remain compliant with regulatory, prospectus, client, and internal guidelines. This role requires deep technical understanding of investment products across asset classes, including private markets. The NB Alternative business encompasses a range of strategies, including Private Equity (Primary, Secondary, and Co-Investments), Private Credit, Fund of Hedge funds, and other specialty alternatives. AMGO collaborates with NB Alternatives to oversee compliance and guideline monitoring across these private market strategies. Responsibilities: Oversee and monitor investment guidelines based on client or fund legal documents in collaboration with investment teams, legal and compliance, finance teams, and relevant NB Alternative support teams Conduct guideline oversight for each investment opportunity and perform post-investment review on a quarterly basis, utilizing financial statements Maintain and enhance guideline oversight template for ongoing monitoring, working closely with investment teams, legal,...