Branch Manager

Job description

Job Description Summary Under general direction and with a high level of autonomy uses extensive knowledge and skills obtained through education and experience to manage a retail branch office of Raymond James and Associates. Manages the compliance oversight, ensuring adherence to firm and regulatory policies and procedures. May operate within a complex of branches. Job Description: Essential Duties and Responsibilities: overall efficiency and profitability while maintaining a commitment to excellent service. Develops and implements plans to meet office sales goals. reviews of operations associates, and maintains branch associate files. determine necessary assignment changes to maintain efficient workflow. - Evaluates branch structure and strategic plan, including future growth as needed, to promote - Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures. - Performs reviews of client accounts and documents and resolves client complaints. - Coordinates registrations, continuing education, licensing, etc. of branch personnel. - Oversees daily trading and other office activities. - Supervises daily trading and other office activitie...