Compliance Registration Associate
Morgan Stanley · US
Morgan Stanley is a leading global financial services firm providing investment banking, securities, investment management, and wealth management services. W...
Job description
Morgan Stanley is a leading global financial services firm providing investment banking, securities, investment management, and wealth management services. With offices in more than 43 countries, the Firm's employees serve corporations, governments, and individuals worldwide. The Firm's success is driven by its people and a culture grounded in integrity, excellence, and teamwork. Morgan Stanley offers a strong foundation for professional growth while promoting an inclusive and balanced work environment. Professionals within Legal and Compliance provide critical support across Morgan Stanley's business units by advising on regulatory obligations, business initiatives, and risk management practices. The Shared Services Compliance Registration team services Morgan Stanley Wealth Management (MSWM), Institutional Securities Group (ISG), and Morgan Stanley Investment Management (MSIM). The role will reside within the Non- Financial Risk Framework Department. Non- Financial Risk is the risk of economic, reputational, regulatory, financial reporting, and client impact from failed or inadequate processes, data, or controls; from system changes, failures, disruption or other infrastructure a...