Senior Compliance Analyst, Regulatory Advisory Compliance - Funds / UCITS

Job description

KM3: The associate will be required to work collaboratively with both the EMEA and global compliance teams to meet regulatory and firmwide objectives. Amongst their responsibilities, the associate will support the Senior Compliance Manager in charge of the UK Product Compliance. The role will include various aspects including but not limited to collaboration with Investment risk and Operational Risk, Fund Accounting, depositary/custodian, Investment compliance and Transfer Agency Oversight. The associate’s support may extend from time to time to other products and services operated by the Company in the EMEA region. This role requires broad compliance expertise with particular knowledge of UK authorised funds and FCA requirements in product governance and oversight (COBS, COLL, PROD), ESG/SDR, the Assessment of Value process, and Consumer Duty, as well as knowledge of the equivalent concepts applicable in the European Union. The role will evolve in line with T. Rowe Price’s growth and product expansion and the Compliance function organization and needs. PRINCIPAL RESPONSIBILITIES: Serve as the compliance advisor for UK Products, partnering with Product, Fund Accounting, TA Oversigh...