Regulatory Compliance

Job description

Company Overview We are a Boston-based investment manager that provides global and international equity investment strategies and fund products to institutional investors such as pension plans, endowments, foundations, and registered/unregistered commingled investment funds. We are a registered investment adviser with the U.S. Securities and Exchange Commission (SEC), and a registered commodity trading advisor and commodity pool operator with the U.S. Commodity Futures Trading Commission (CFTC). The Regulatory Compliance Team: We help to oversee the compliance related activities associated with managing the complex legal and regulatory needs of the firm on a global basis. We are responsible for managing the firm’s compliance policies and procedures, meeting regulatory reporting obligations and administering the firm’s Code of Ethics. Completing these responsibilities requires extensive collaboration with colleagues throughout the organization. We are seeking an experienced, senior compliance professional to join and lead our team in providing proactive compliance support to our institutional asset management business. The professional who fills this position will be a well-rounded...