Senior Compliance Advisor

Job description

Job Description: Job Title Senior Compliance Advisor The Role: The Senior Compliance Advisor will be responsible for providing a range of support to a trading desks and product areas within FCM. The advisor will provide technical and interpretative guidance to FCM personnel. The Expertise and Skills You Bring Note: Fidelity is not providing immigration sponsorship for this position - Provide advisory support to FCM Equity and Options trading desks and supporting operations. - Develop and maintain written supervisory procedures, compliance policies and other documentation. - Implement necessary Compliance changes due to new or amended regulatory requirements applicable to product areas. - Support the introduction of new products and service initiatives by providing advice and developing the appropriate Compliance requirements, supervisory infrastructure and control framework. - Design and deliver targeted training to business personnel. - Assist regulatory inquiries/exam staff in responding to relevant regulatory matters. - Remain abreast of emerging regulatory issues that may impact Fidelity by analyzing relevant enforcement matters, subscribing to key industry periodicals and bein...