Regulatory Compliance Officer

Job description

Company overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com Job Description: Job Title: Regulatory Compliance Officer: Corporate Title: Associate: Division: Compliance Location: Hong Kong Licensed Role: No: Function Overview: - Nomura’s senior management places significant emphasis on business ethics, compliance and internal controls with a view in achieving long-term and sustainable business success. - The LCC Division partners with business and other corporate divisions to support and advance the firm’s business and reputation, and manages the firm’s regulatory compliance in areas of different products and transactions, conflicts of interest,...