Manager, Compliance Testing - Canadian Banking & Wealth Management
Scotiabank · Toronto, Ontario, CA
Requisition ID: 255162 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The incumbent is part o...
Job description
Requisition ID: 255162 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: The incumbent is part of the Testing Team in Compliance (2nd line of defense). The Manager Compliance Testing, Global Compliance, Testing contributes to the overall success of the Global Compliance, with a focus on Canadian Banking and Wealth Management business channels, ensuring specific individual goals, plans, and initiatives are executed/delivered in support of the team’s business strategies and objectives; ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. Accountabilities: - Focus on testing of controls in Canadian Banking and Wealth Management, to mitigate Compliance / Regulatory risk - Work with the rest of the testing team to execute the compliance testing program to identify areas of regulatory compliance risk exposure, provide adequate coverage and depth of testing, while promoting testing consistency. - Assess the designated assessable unit controls and practices, to determine their design and operating effectiveness, in relation to the mitigation of compliance / regulatory r...