Associate Analyst - Production, Audit and Regulatory Support

Job description

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview: The Associate Analyst - Production, Audit and Regulatory Support at LPL Financial Corp will contribute to the efficient operation of various production processes, provide essential support during internal and external audits, and assist with regulatory compliance activities. This role involves data analysis, documentation, and collaborative efforts to ensure operational integrity and adherence to industry standards. Responsibilities: Production & Operational Support - Support day to day New Accounts production workflows, ensuring accuracy, efficiency, and adherence to established SLAs - Monitor, analyze, and report on operational metrics including volume, quality, turnaround time, and trend analysis - Develop and maintain dashboards, reporting, and analytical tools to support management decision making - Serve as an escalati...