Head Compliance Private Clients

Job description

The Head Compliance Private Clients will oversee compliance activities for the wealth management division of a leading private bank with headquarters in Switzerland and operations across the European Union. This senior leadership role reports to the Head of Legal & Compliance Advisory and will lead compliance teams based in Switzerland and Germany and manage contractors in Italy and Dubai. The incumbent is responsible for both strategic guidance and business-as-usual (BAU) compliance functions, ensuring robust controls and fostering a culture of compliance within a global, dynamic environment. What would your role be?: Lead and develop compliance teams in Switzerland and Germany, promoting cross-border collaboration and implementation of the Group Compliance framework. Provide expert advice on Swiss, EU, and international regulations impacting wealth management and structured solutions (e.g., FinSA/FinIA, MiFID II, PRIIPs, EMIR, SFTR). Assess regulatory changes, advise Boards and senior management, and ensure policies, procedures, and cross-border activities remain compliant. Act as compliance lead for structured solutions, including structured products, OTC derivatives, AMCs, tail...