Equitable Advisors Compliance Examiner (HYBRID)

Job description

About the Role At Equitable, we help clients secure their financial well-being so they can pursue long and fulfilling lives - a mission we've honed since 1859. At Equitable we have reimagined how we want to work and are guided by principles of inclusivity, flexibility, and connection. Come join Equitable's Compliance team and enjoy working for a leading financial company with an amazing and diverse culture! This exciting opportunity would have you join our National Compliance Office Examination Team to conduct Non-Field, Residential Supervisory Location, Supervisory Branch Locations and Non-Branch Location onsite and remote examinations. You will primarily conduct reviews of our non-field locations in Charlotte, New York City and Syracuse. You will examine and educate registered employees who work in several business areas; Individual Retirement, Group Retirement, Protection Services and Corporate Home Office Broker Dealer/ Equitable Advisors as well as our outsourced middle office relationship with LPL. If you are ready for this exciting challenge, click on the link below! What You'll Be Doing: Reporting to the Team Lead of Compliance and Controls, National Compliance Office, your...