Asset & Wealth Management - Salt Lake City - Associate, Client Onboarding & Configuration – 9427930

Job description

Job Duties: Associate, Client Onboarding & Configuration with Goldman Sachs & Co. LLC in Salt Lake City, Utah. (Multiple positions available). Review account documentation and approve accounts for a broad range of legal entity types, including: Individual & Joint Accounts, Traditional, Roth, Rollover, and Inherited IRAs, Trusts and Estates, Corporations, Partnerships, and LLCs, and Offshore Accounts. Conduct suitability and risk assessments for accounts requesting: Margin privileges, covered and uncovered options trading, and complex investment strategies such as covered/uncovered option advisory strategies, structured product strategies. Exercise due diligence reviews, ensuring compliance with the Firm’s Client Identification Program, SEC Books and Records, Know your Customer Rules, FINCen Customer Due Diligence, and other FINRA and regulatory obligations. Collaborate with compliance, legal, sales teams, and other operations teams on exception handling, escalations, and improvements to account onboarding workflow and process. Provide support to client-facing advisors by clarifying documentation requirements and regulatory interpretations. Job Requirements: Master’s degree (U.S. or...