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SENIOR COMPLIANCE MANAGER

FinWise Bank · Murray, Utah, US

Job Location: HQ - Murray, UT 84107Position Type: Full Time Purpose: The Sr. Compliance Manager (“SCM”)reports to the VP Compliance Management (“Compliance V...

Job description

Job DetailsJob Location: HQ - Murray, UT 84107Position Type: Full Time Purpose: The Sr. Compliance Manager (“SCM”)reports to the VP Compliance Management (“Compliance VP”) on the adequacy of the Bank’s compliance management function. The compliance management function generally refers to the compliance oversight of the Bank’s business lines, including its Strategic Partners (“SPs”). This function supports the Compliance VP in directing and overseeing the Compliance Management Team. The SCM is also responsible for overseeing regulatory compliance of one or two of the Bank’s business lines SPs, including various tasks and responsibilities managing the Bank’s respective CMS. Tasks: Leads and supports efforts to integrate the Compliance Program into the FinWise Bank’s culture and operations. As directed, prepares, and presents reports on the operation of the compliance management function to the Board and senior management. Assists in the hires and managing of Compliance Managers (“CMs”). Provides coaching and mentoring for CMs, including the preparation of annual performance evaluations. Regularly reviews the completion and quality assurance of work completed by CMs in their oversight...