Managing Director - Chief Compliance Officer, Capital Markets Canada
BMO · CA
Application Deadline: 06/26/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Leads the second line Capital Markets Compliance Pr...
Job description
Application Deadline: 06/26/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Leads the second line Capital Markets Compliance Program in Canada, as well as the Global Control Room and the BMO Volcker Compliance Office (VCO). The role supports complex and sophisticated businesses, including underwritings, corporate lending, project financing, merchant banking, securitizations, foreign exchange, derivatives, mergers and acquisitions advisory and execution services, treasury and market risk management services, research and institutional sales and development, and trading of a wide and constantly evolving variety of structured and highly complex instruments and products. Manages operating functions within the Bank’s Global Control Room which include the Conflicts Clearance Program and the Grey/Restricted List Program Leads the second line Capital Markets Compliance team in performing their responsibilities in relation to regulatory, strategic, and reporting initiatives. Acts as a centralized compliance resource to identify synergies across line of business-specific compliance programs and develop best practices. Acts as a subject matter expert and thought...