Central Risk Team Analyst - Institutional Securities Group Management

Job description

The the Institutional Securities Group Management team (ISGM) Central Risk Team (CRT) provides oversight of regulatory and firm requirements for supervision, Surveillance by performing in-depth assessments and implementing consistent programmatic coverage globally for Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets (GCM) and Research divisions. The CRT Analyst plays a key role in monitoring trading activity and supporting compliance with regulatory requirements across equity and fixed income products. The position involves close collaboration with business stakeholders across Institutional Securities Group (ISG), as well as key control functions including Legal, Compliance, and Technology Risk. The Analyst is responsible for reviewing ISG activities to help ensure adherence to applicable laws and regulations, and compliance with the Firm’s internal policies, procedures, standards, and control framework. Responsibilities include: Manage end‑to‑end surveillance alert workflows on a daily basis, including alert review, investigation, documentation, and escalation in accordance with regulatory and internal standards Coordinate with Legal, Compliance, and...