Director, Supervision

Job description

Kestra Financial is a wealth management platform dedicated to empowering independent financial professionals—including traditional and hybrid RIAs—to grow their businesses and deliver exceptional client service. We combine advanced business management technology with personalized consulting to provide unmatched scale, efficiency, and support. Our advisor-focused culture is built on innovation and advocacy, enabling advisors to offer comprehensive securities and investment advisory solutions to their clients Lead with Purpose. Partner with Impact Provide leadership and overall direction to Supervision personnel ensuring the efficiency of the business unit and manage the risk of the Kestra affiliated broker dealer and RIA’s. Ensure compliance with industry and company policies and procedures. This position reports to the Head of Supervision. What You’ll Do: - Responsible for hiring, supervising, developing and motivating staff - Ensures all guides and manuals are accurate and intuitive - Provides training and cross-training for all personnel - Evaluates workloads and responsibilities, proposing changes to assignments to maintain an efficient workflow - Participates in organizational...