Regulatory Liaison (Vice President)
Nomura · London, England, GB
JOB DESCRIPTION Job title: Regulatory Liaison Corporate Title: Vice President Department: Compliance Location: London Company overview Nomura is a global fin...
Job description
JOB DESCRIPTION: Job title: Regulatory Liaison: Corporate Title: Vice President: Department: Compliance: Location: London: Company overview: Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking) and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com Department Overview: The EMEA Compliance function is part of the Legal & Compliance Department and works with all levels of the firm to assist in the development and maintenance of a strong compliance culture and to support the embedding of appropriate behaviours within the firm’s Wholesale operating practices. Overview: Key objectives critical to success: - Act as lead for a portfolio of Regulatory Liaison coverage and support the Regulatory Liaison tea...