Compliance & Conduct Officer

Job description

Join us as a Compliance & Conduct Officer - This is an opportunity to take on a critical and high-profile role for our NatWest Markets NV Frankfurt branch - We’ll look to you to act as a trusted adviser to the business and support management in its understanding and ownership of regulatory compliance and conduct risks - You’ll provide support, advice, MI and escalation to senior management and the overall business on risk management, recommending necessary actions to the management team for establishing and achieving their commercial and strategic objectives What you’ll do: You will be working as a member of our European Compliance & Conduct team in a second line of defence capacity primarily providing regulatory compliance and conduct oversight to our business based in Germany. We'll look to you to support on interactions with relevant local regulatory bodies in relation to respective compliance related matters and to help support the local compliance and conduct governance framework. Your responsibilities will also include: - Acting as a trusted advisor to the business and support management in its understanding and ownership of regulatory compliance and conduct risks - Providing...