COMPLIANCE MANAGER

Job description

Job DetailsJob Location: HQ - Murray, UT 84107The Compliance Manager reports to the AVP of Compliance Management regarding the compliance management function of his/her assigned duties. Compliance Management refers to the compliance oversight of the Bank’s business lines, including its Strategic Partners (“SPs”). This role supports the Bank’s Compliance Management System (“CMS”) and includes developing and maintaining effective compliance policies and procedures and identifying and mitigating compliance risks for the Bank. Tasks: Provides regulatory/risk advice to managers in response to questions in an easy-to-understand way. Performs risk assessments to determine current risk levels and risks associated with the Bank’s products and services, lines of business and SPs, considering additional factors. Reviews and approves marketing material and customer facing correspondence, and research regulations pertaining to the review. Oversees compliance training completion reports of Bank and/or SP employees. Validates SP annual compliance training program ensuring it is comprehensive, relevant, and appropriately covers applicable laws and regulations. Assists business lines and SPs in dev...