Compliance Coordinator

Job description

Position Overview Harris Williams will not provide sponsorship for employment visas or participate in STEM OPT for this position. Job Description: Harris Williams (HW) is an investment bank focused on providing sell-side and acquisition advisory services to sellers and buyers of companies worldwide, including leading private equity groups, as well as many Fortune 500 and privately held companies. Harris Williams’ approximately 600 employees operate out of nine U.S. offices in Richmond, San Francisco, Boston, Charlotte, New York, Chicago, Cleveland, Minneapolis, and Washington, D.C., and two European offices in London and Frankfurt. Harris Williams is a subsidiary of The PNC Financial Services Group, Inc. (NYSE:PNC). For more information, please visit our website at: www.harriswilliams.com. MEMBER FINRA/SIPC. Core Competencies: This position is responsible for the execution of activities in support of the firm’s risk and regulatory compliance efforts. Over time, this role has the potential for growth and promotion depending on personal performance as well as business and team needs. Role & Responsibilities: - Support ongoing compliance training and education programs (firm element,...