Policy Advisor
CIRO · Toronto, Ontario, CA
Position Title: Policy Advisor Department: Member Regulation Policy Location: Toronto Status: Permanent Full-Time (Hybrid) Day in the life of: Reporting to t...
Job description
Position Title: Policy Advisor Department: Member Regulation Policy: Location: Toronto: Status: Permanent Full-Time (Hybrid): Day in the life of: Reporting to the Director, Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review and approval of policy applicable to both investment dealers and mutual fund dealers. The Policy Advisor also participates in the other operational and day-to-day work of MRP. Core Responsibilities: - Develop and draft rules and guidance related to financial and operational requirements applicable to Dealer Members - Work in collaboration with other internal staff and external stakeholders as required to obtain approval of proposed Dealer Member regulation policy initiatives - Provide support to advisory committees by preparing meeting materials and presenting policy initiatives to the committees - Support and represent the organization externally, provide interpretation of rules applicable to Dealer Members, and conduct presentations to others (e.g., other regulatory staff, Dealer Members and other applicable stakeholders) on various matters of inter...