Senior Audit Manager, GBM Compliance Audit

Job description

Requisition ID: 251299 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank’s internal controls, risk management and governance processes. We are professionals who thrive in a challenging environment and work with management to find solutions to address control weaknesses. The Senior Audit Manager is expected to have strong Capital Markets experience, supported by a deep understanding of derivatives products and markets, capital markets compliance obligations, and the regulatory requirements applicable to swap dealers, including but not limited to governance, business conduct standards, trade reporting, margin, and ongoing regulatory change management. The Senior Audit Manager assists in leading internal audit activities for Global Compliance Audit in support of the Audit Department in executing on its global mandate, ensuring business strategies, plans and initiatives and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal polici...