Financial Advisory - Client Relationship Associate

Job description

Lead with Purpose. Partner with Impact. As the Client Relations Associate you will report to the Director of Operations. You will support the Investment Advisor by delivering exceptional client service, managing account operations, and preparing financial materials. You will be an important member of the team in ensuring client and operational excellence. This role is designed as a development pathway toward becoming a Junior Investment Advisor, offering hands on exposure to financial planning, portfolio management, and client relationship strategy. As part of this progression, the employee is required to take the Series 65 license exam within 120 days of employment. What you’ll Do: - Fills out all the necessary forms for new client onboarding - Interfaces with the custodian to open new accounts, updates account information - Completes necessary paperwork to maintain client accounts, complete service requests - Receive and follow up on client information and process requests, outstanding transactions (e.g. transfers) requests such as wire transfers, asset movements, and checks. - Works with Lead Advisors/Managing Directors to discuss, review and finalize financial planning assumpti...