Priv Wealth Svc & Support Spc

Job description

The Private Wealth Service and Support Specialist is responsible for providing white-glove, end-to-end processing and servicing to Private Wealth clients and colleagues. In this role, you will help to increase customer loyalty and drive business development opportunities. The Private Wealth Service and Support Specialist will also serve as the operational specialist, in partnership with Private Wealth Management professionals. They will perform these duties with high proficiency and integrity, acting in accordance with the organization’s risk management practices, regulatory requirements, and industry best practice standards. Primary responsibilities include: Qualifications, Education, Certifications and/or Other Professional Credentials - Exercise reasonable diligence to understand risks associated with client product and transaction approvals/declines to limit broker dealer liability and financial loss. - Independently determine business is in good order ensuring adherence with company policies, self-regulatory organizations, and state/federal regulations. - Research and assist in resolving complex discrepancies relating to client accounts and trading activities. - Monitor and in...