Compliance Officer - Testing

Job description

Responsibilities include but are not limited to: - Independently perform Compliance testing Activities for Valley businesses in adherence with regulatory standards, documenting results accurately and ensuring quality and timely execution. - Support compliance Risk Assessment processes for businesses supported, including performing analysis needed. - Monitor and follow up on remediation actions arising from testing activities and confirm that corrective action has been effectively implemented. - Collaborate with Compliance and business stakeholders to provide guidance on Compliance processes, gather information and discuss compliance issues and related opportunities for process improvements. - Prepare compliance monitoring metrics and provide reports to management, identifying trends or areas requiring further attention. - Monitor changes in relevant banking regulations. - Contribute to training and documentation by drafting and updating compliance procedures and training materials. - Prepare responses for Internal Audit or regulatory examinations and outside agencies, including the OCC and CFPB. - Update relevant systems (e.g., AuditBoard) with testing workpapers, results, and stat...