Director, Middle office Security-Based Swaps

Job description

Overview The Director, Middle Office – Security-Based Swaps is responsible for overseeing day-to-day middle office functions supporting the firm’s security-based swaps business, with a focus on equity swaps. The role ensures accurate trade capture, lifecycle management, reconciliations, issue resolution, and effective communication across front office, clients, operations, risk, compliance, and technology teams. This position plays a critical role in maintaining operational integrity, mitigating risk, supporting audits and regulatory reviews, and driving continuous process and system improvements. Responsibilities: PRIMARY ACCOUNTABILITIES / RESPONSIBILITIES: - Own and oversee middle office workflows for security-based swaps, including trade validation, trade breaks, amendments, resets, and other lifecycle events. - Manage and resolve trade breaks in a timely manner, coordinating with front office, counterparties, clients, and operations as needed. - Perform and oversee daily reconciliations across trades, positions, lifecycle events, and economic terms, ensuring accuracy and completeness. - Monitor and manage lifecycle events across the full life of a swap, including corporate act...