Analyst - Compliance

Job description

About the role Join QIC’s Compliance team and help manage key regulatory and compliance risks across a global investment business. The Compliance team is responsible for overseeing and managing compliance arrangements to ensure that QIC effectively manages its regulatory and compliance risks. Some of the key domains that the Compliance team provides second-line oversight of include, but are not limited to, regulatory licensing, financial crime, conflicts of interest, product distribution and marketing, whistleblowing, liquid market transactions, privacy, records and data. This role will initially focus on conflicts of interest and information barrier management, providing operational and advisory support to stakeholders across the business, before expanding into a wider compliance portfolio as priorities evolve. Key responsibilities: - Supporting QIC’s conflicts of interest and information barrier arrangements. - Reviewing and approving conflict of interest notification requests (including gift and entertainment, outside business activities, personal investment approval requests and others). - Assisting in the maintenance and management of QIC’s conflicts of interest management sys...