Associate, Prime Services Margin

Job description

As a Prime Services Margin Associate, you will play a vital role in supporting our Prime Services clients across Equity and Fixed Income products. Your responsibilities will include managing margin calls, ensuring regulatory compliance, and providing exceptional client service. This role is perfect for someone with a strong analytical mindset and a passion for financial markets and operational risk management. - Serve as the primary client contact for Prime Services accounts, handling operational inquiries and ensuring a high level of client satisfaction. - Issue and monitor margin calls, maintaining required equity levels for client accounts. - Review daily cash and margin account activity to adhere to Regulation T, FINRA, and internal risk policies. - Support portfolio margin account maintenance, including amendments and updates. - Process and reconcile daily operational workflows, controls, and manage exceptions effectively. - Collaborate with internal teams to resolve client issues and operational breaks, ensuring a seamless client experience. - Monitor Prime Brokerage accounts for settlement issues, fails, and cash movements, identifying and mitigating risks. - Streamline work...