Internal Audit Regulatory Manager

Job description

Overview The Internal Audit Regulatory Manager is responsible for overseeing all regulatory and compliance-relatedaudit activities, with a particular focus on National Credit Union Administration (NCUA) examinations,quality assurance and improvement program (QAIP) reviews, and the continuous enhancement of auditmethodologies. This role ensures the Internal Audit function remains in compliance with regulatoryexpectations, internal policies, and industry best practices, playing a key leadership role in maintaining theintegrity and effectiveness of the audit function across the institution. Responsibilities: Regulatory Audit Management: - Oversee and manage the planning, execution, and reporting of compliance-focused internalaudits, including BSA/AML, fair lending, UDAAP, and other consumer-protectionregulations- Oversee documentation, workpapers, and reports to ensure they are accurate, complete, andcomply with the Global IIA Standards- Ensure audit coverage addresses key compliance risks and controls across the Credit Union- Collaborate with Compliance and Risk Management functions to align audit coverage- Implement processes and procedures to ensure the Internal Audit function is c...