Business Risk Manager

Job description

Do you enjoy overcoming hurdles to remediate your own findings? Do you value the idea of a supportive team environment that will mentor you in your new role? For our legal entity Vontobel Swiss Financial Advisers (Vontobel SFA), a US licensed Registered Investment Adviser (RIA), we are looking for a Business Risk Manager who will help support the team by managing the risks, whilst facilitating its growth. What would your role be?: - Be heavily involved in control documentation, execution, and remediation (control framework), including provision of education - Control execution will focus on a range of risk taxonomies, including but not limited to, data privacy, investment suitability, records management, cross-border, KYC, and other operational risks - Manage mini-projects, process improvements, audit preparation and execution, in an ever-changing environment - Participate in our governance, preparing and syndicating material, documenting our discussions and tracking completion of action items - Automate controls, where opportunities are identified by you and your team, using your abilities to work with Excel scripts/PowerShell/macros, robotics process automation (RPA) or Python. W...