Director, Bank & Prudential Regulatory Compliance
BNY · New York City, New York, US
In this role, you’ll make an impact in the following ways: - Lead implementation and recommend enhancements to BNY’s Compliance frameworks, programs, and pol...
Job description
In this role, you’ll make an impact in the following ways: Lead implementation and recommend enhancements to BNY’s Compliance frameworks, programs, and policies related to key safety and soundness regulations including, but not limited to FRB regulations K, O, R, W, Y and the Volcker Rule; Support with the development of the regulatory process to identify, implement and assess ongoing compliance for global market and credit risk related regulation. Leading the team's completion of comprehensive, risk-based reviews of existing and emerging regulatory requirements and provision of prompt, focused feedback to business management on control gaps; Provide thought leadership to identify and lead opportunities to support business change and enhance existing processes to support both compliance and operational benefits Supporting with the identification and management of issues, developing and overseeing remediation plans to ensure resolution efforts proceed timely and effectively; Advising, guiding and providing credible challenge to business lines and corporate functions in cooperation with Business Compliance Officers; Providing expert opinion on the impact of applicable regulations to...