Private Markets Compliance Associate
Morgan Stanley · New York City, New York, US
We're seeking someone to join our team as a Compliance Associate in Wealth Management Compliance to advise EquityZen and our quickly growing Private Markets...
Job description
We're seeking someone to join our team as a Compliance Associate in Wealth Management Compliance to advise EquityZen and our quickly growing Private Markets business as we build compliant, scalable products and platforms. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the Wealth Management Compliance Investment Products Advisory team, which provides advice and guidance to its business units, offers advice from product inception to product management, ensures alignment with regulatory initiatives, and creates efficient controls and processes that mitigate risk. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: - Help develop a cutting-edge FinTech marketplace by assessing and implementing new technologies, identifying opportunities for automation, and optimizing processes. - Work cross-functionally with legal, deal, product, tec...