Chief Compliance Officer

Job description

Are you accomplished senior compliance officer ready to take on a high-impact leadership role? Consider this exciting opportunity to shape and lead a cross-border compliance function, navigate multi-jurisdictional regulatory complexities and lead a dynamic compliance team. We are seeking a Chief Compliance Officer (CCO) for Vontobel Swiss Financial Adviser AG (“SFA”) in Zurich. SFA is a dual-regulated U.S. registered investment adviser and Swiss securities firm. What would your role be?: The CCO will act as a strategic advisor to senior leadership and lead the execution of SFA’s consolidated compliance program. The role focuses on strengthening our Swiss compliance framework while working in close partnership with the SFA Head of U.S. Compliance to ensure consistent alignment with U.S. regulatory requirements. Key responsibilities include: Overall responsibility for leading SFA’s integrated US registered investment adviser and Swiss securities firm compliance program. Close partnership with the SFA Head of U.S. Compliance and team to ensure alignment and consistent execution of FINMA and SEC compliance frameworks. Oversee the design and implementation of compliance policies and pro...