Compliance Officer, Control Room VP

Job description

Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting opportunity to join a fast-growing business and work in a dynamic role with broad exposure to Jefferies Investment Banking and Research departments. Essential Duties & Responsibilities: - Advise on information barriers, wall crossing procedures, sensitive information and need to know policies. - Review research reports to identify, evaluate, and resolve issues related to the publication of Research product. - Analyze and review potential transactions to facilitate Investment Banking conflict clearance process. - Advise Research Analysts and Investment Bankers regarding Compliance issues related to Research product and Investment Banking transactions. - Chaperone communications between Research Analysts and Investment Bankers. - Maintain the Firm’s Watch and Restricted List and determine appropriate levels of restrictions and research quiet periods. - Stay abreast of relevant changes to rules/regulations and work with relevant departments to implement policies and procedures or other controls necessary. - Support regulatory inquiries and/or examinatio...