Vice President, Supervision and Conduct Controls

Job description

The Markets Control team is a dynamic team working to support the BNY Markets execution business in: FX, Fixed Income and Equities, Liquidity and Margin Services and Securities Finance. We’re seeking a future team member for the role of Vice President, Supervision and Conduct Controls to join our Global Markets Controls team. This role is located in London. This position is within the Markets Control team. The successful candidate will be able to operate with minimal oversight and will help enhance accountability and reinforce the control capabilities of BNY Markets. This will be achieved through the development of mitigating controls to strengthen the Markets Control Supervision framework. - Examples of control that strengthen the supervisory framework include Cancel & Amends, Trader Mandate exception alerting, out-of-hours and off-premises trading checks. The successful candidate will be able to understand and assist with interpreting trade and booking workflows and apply that knowledge to the development of associated controls. - The candidate will help to promote a strong regulatory mindset across the Markets business through a thorough knowledge and understanding of both globa...