Manager, Exams & Audits - Global Regulatory Management

Job description

Manager, Exams & Audits - Global Regulatory Management– Sydney, Australia The Manager, Exams & Audits- GRM is responsible for on-going management of regulatory examinations in APAC region (specifically Australia and New Zealand.) Role Responsibilities: - Lead the end-to-end management of regulatory examinations and internal audits across assigned regions. - Oversee all aspects of exam and audit processes, including planning, coordination, documentation, execution, and follow-up activities. - Manage relationships with regulators, examiners, 3rd parties and internal auditors to ensure effective communication and alignment. - Coordinate the preparation, review, and submission of all exam and audit materials, ensuring accuracy, completeness, and timeliness. - Track audit/exam findings, including violations, monetary penalties, and remediation actions for Global Compliance. - Develop and prepare formal responses to regulatory and internal audit issues in partnership with senior management and key stakeholders. - Serve as the primary liaison between regional team and senior leadership, communicating results, risks, and required actions. - Partner with Accounting, AML Compliance, and Inte...