Communications Surveillance Analyst – Senior Associate/ Associate

Job description

The EMEA Compliance Surveillance team (“Surveillance”) monitors and analyses the sales, trading and banking activities as well as undertaking the surveillance of electronic communications (e.g. e-mail, Bloomberg etc.) and telephone communications. Surveillance utilises and develops electronic tools and integrative techniques to detect potential and/or actual violations of the Firm’s policies and legal/regulatory requirements. As an Associate within the Surveillance team, you will work in close partnership with various Compliance teams and groups across the Firm. If you are driven, proactive with a keen interest in financial markets and trading activities, you may be the perfect fit for our team. This role specifically will be part of the Communications Surveillance team. Job responsibilities: - Review communications surveillance alerts on a daily basis across different asset classes - Perform thorough review of communication content and research relevant information - Engage with business aligned compliance teams, surveillance technology partners and other key stakeholders - Carry out ad hoc reviews and searches Required qualifications, capabilities, and skills: - Good knowledge of...