Manager, Governance & Strategy - Global Compliance Trade Surveillance (Contract)

Job description

Requisition ID: 256127 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: The objective of the Manager (CO) is to contribute to the overall performance of the Global Compliance Trade Surveillance Department (GCTS) within Global Banking and Markets & Treasury ("GBM&T) Compliance and support the development and management of the GCTS Goverance and Strategy program with govering regulations, internal policies and procedures, Service Level Agreements and enterprise standards. Accountabilities: - Maintains deep knowledge & understanding of industry issues and practices, regulatory requirements and associated changes. - On an ongoing basis, monitors and reports on the state of the program through regular meetings with business, compliance and control personnel, the preparation and/or review of management. information reporting and internal audit/regulatory review results. - Ensures that the policies and surveillance procedures for the program reflect applicable regulatory requirements, including incorporation of rule changes and regulatory guidelines / expectations. - Identifies non-compliant situations and trends and provides...