Registered Principal, Ameriprise Financial Advisors

Job description

About Our Company We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description: Provides front-line supervision of financial advisors to ensure compliant, well-managed practices aligned with regulatory requirements and Ameriprise Financial policies. Partners closely with advisors through ongoing coaching, documented oversight, and feedback to promote suitable sales practices and ethical conduct. Proactively identifies and addresses supervisory, compliance, and operational risks through reviews, reporting ana...